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Mark Henning Anderson

Osaic Institutions, Inc.

Minnetonka, MN

CRD 4659708

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-22
  • MN RA
    APPROVED
    Since 2021-07-22

Branch Locations

10900 Wayzata Blvd, Suite 900, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Minneapolis MN 03/2004 06/2021
U.S. Bancorp Investments, Inc. Minneapolis MN 11/2010 06/2021
Infinex Investments, Inc. Meriden CT 07/2021 Present
Alerus Minneapolis MN 06/2021 Present
  • 03/2004 → 06/2021
    U.S. Bank
    Minneapolis, MN
  • 11/2010 → 06/2021
    Minneapolis, MN
  • 07/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 06/2021 → Present
    Alerus
    Minneapolis, MN
Previous Registrations
  • 2020-08-12 → 2021-06-21
    Minneapolis, MN
    Saint Paul, MN
    Roseville, CA
    Minneapolis, MN
    Sacramento, CA
    Minnetonka, MN
    Roseville, CA
    Hopkins, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-12
S63 Uniform Securities Agent State Law Examination 2011-03-25
  • S65 Uniform Investment Adviser Law Examination
    2020-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-03-25
Designations
  • Certified Financial Planner
Other Names
  • Mark H Anderson

View on SEC IAPD

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