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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-22 |
Branch Locations
10900 Wayzata Blvd, Suite 900, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Minneapolis | MN | 03/2004 | 06/2021 |
| U.S. Bancorp Investments, Inc. | Minneapolis | MN | 11/2010 | 06/2021 |
| Infinex Investments, Inc. | Meriden | CT | 07/2021 | Present |
| Alerus | Minneapolis | MN | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-25 |
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