Nai-An Robert Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, FL
• 12/2009 → Present
  Bank Of America, Na
  Houston, TX

Previous Registrations

• 2003-08-25 → 2005-01-24
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

I*: 2160268 Entity Type: Charitable Name of OBA: Houston-Taipei Society Address: Houston, Texas Investment Related: No Position, Title, Association: director on the board Employee Start Date: 1/12/25 Number of Hours: 26 hours per year Number of Hours during trading: 0 Duties: This is a non-profit organization facilitating sisterhood between the Cities of Houston and Taipei. Will be serving as a director on the board. I*: 2160269 Entity Type: Charitable Name of OBA: Scottish Rite Learning Center of Houston Address: Houston, Texas Investment Related: No Position, Title, Association: Employee Start Date: 1/27/25 Number of Hours: 11 hours per year Number of Hours during trading: 0 Duties: This is a not for profit charity and I am nominated to serve on the board as a director. I*3961297 Entity Type: Not for Profit Name of OBA: Houston CARE (Chinese American Relief Efforts) Address: Houston, Texas, 77036 Investment Related: No Position, Title, Association: Member Employee Start Date: 03/17/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0 Duties: Raise funding annually to purchase and distribute school supplies for under privileged children. Go to quarterly meetings, help with the planning of fund raising activities, physical help to distribute school supplies.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-07

Other Names

• N. Robert Lee
• Robert Lee
• N. Lee