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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-31 |
Branch Locations
1179 South University Drive Suite 310, Plantation, FL 33324 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Coral Gables | FL | 07/2015 | 09/2019 |
| Amerant Investments, Inc | Coral Gables | FL | 09/2019 | 04/2022 |
| Santander Bank, Na | Boston | MA | 06/2022 | 09/2023 |
| Santander Securities, Llc | Dorchester | MA | 06/2022 | 02/2023 |
| N/A | Pembroke Pines | FL | 04/2022 | 06/2022 |
| Santander Securities, Llc | Dorchester | MA | 02/2023 | 09/2023 |
| Citizens Securities, Inc | Fort Lauderdale | FL | 09/2023 | 03/2026 |
| Clarfeld | Fort Lauderdale | FL | 09/2023 | 03/2026 |
| Charles Schwab & Co., Inc. | Plantation | FL | 03/2026 | Present |
| Charles Schwab Bank, Ssb | Plantation | FL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-27 |
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