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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2015 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2019 | 04/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 10/2020 | 12/2020 |
| Unemployed | Atlanta | GA | 06/2019 | 09/2019 |
| Unemployed | Charlotte | NC | 04/2020 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2021 | Present |
| Unemployed | Vero Beach | FL | 12/2020 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-12-17 |
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