Harold Scott Braswell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 08/2024
  Lincoln Financial Advisors Corporation
  Atlanta, GA
• 08/2024 → Present
  Lpl Financial Llc
  Atlanta, GA

Previous Registrations

• 2013-09-25 → 2024-08-05
  Osaic Fa, Inc.
  Suwanee, GA
  Atlanta, GA
  Virginia Beach, VA
  Atlanta, GA
  Virginia Beach, VA
  Sandy Springs, GA
• 2006-12-18 → 2013-09-12
  Valic Financial Advisors, Inc.
  Melbourne, FL
  Atlanta, GA
  Atlanta, GA
• 2004-03-25 → 2006-09-19
  Valic Financial Advisors, Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) 07/2024 - Wealthstead Financial Advisors / -DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 hrs per month - 100% Time Spent 2) 07/2024 - Wealthstead Financial Advisors / Non-Variable Insurance / Inv. Related / Atlanta, GA / Start date 06/01/2021 - 1Hrs per month - 1 % Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-24
• S63 Uniform Securities Agent State Law Examination
  2003-06-13

Other Names

• Scott Braswell