Richard Allan Gibbs

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-04
KS	RA	APPROVED	2013-04-19
MO	RA	APPROVED	2013-04-19

TX RA
APPROVED_RES

Since 2019-11-04
KS RA
APPROVED

Since 2013-04-19
MO RA
APPROVED

Since 2013-04-19

Branch Locations

Parkville, MO • United States

One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Kansas City	MO	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Kansas City, MO

Previous Registrations

2010-08-05 → 2013-04-22

U.S. Bancorp Investments, Inc.

Overland Park, KS

Overland Park, KS

Kansas City, MO

Kansas City, MO

Liberty, MO

Overland Park, KS

Kansas City, MO

Kansas City, MO

Kansas City, MO

Other Businesses

Evelyn M. White Revocable Trust dtd 8/6/14 / 6209 N Woodland Ave Gladston,MO 64118 / Trust/ Other Personal Trust / none / Trustee / / Pay Bills, settle estate / Start Date 12/12/2016 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-04
S63	Uniform Securities Agent State Law Examination	2003-08-14

S65 Uniform Investment Adviser Law Examination

2010-08-04
S63 Uniform Securities Agent State Law Examination

2003-08-14

View on SEC IAPD