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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-05 |
Branch Locations
375 Municipal Dr Ste. #232, Richardson, TX 75080 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dallas | TX | 12/2011 | Present |
1. 12/05/2011 - TAX PREP/ACCOUNTING/BOOKKEEPING - TAX PREP - 1% OF TIME - PLANO, TX.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-10 |
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