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Christopher L Lafountain

LPl Financial LLC

Pittsford, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
TX RA APPROVED 2018-04-10
  • NY RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED
    Since 2018-04-10

Branch Locations

1 Fishers Road Ste 180, Pittsford, NY 14534-9502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 05/2015 04/2018
Ciccarelli Advisory Services Inc. Rochester NY 05/2015 04/2018
Lpl Financial Llc Pittsford NY 04/2018 Present
Previous Registrations
Other Businesses

1.03/29/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LaFountain Financial Services; Investment Related; at Reported Business Location(s); Start Date 04/10/2018; 160hrs/mth; 8hrs during trading 2.03/29/2019; Keith Baier and Chris LaFountain; Real Estate Rental; Investment Related; 38 Halmore Drive Rochester,NY; Start Date 03/27/2019; 1hrs/mth; 0hrs during trading 3.08/12/2026; CLLFS, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/29/2026; 160hrs/mth; 104hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-29
  • S66 Uniform Combined State Law Examination
    2003-07-29
Designations
Other Names
  • Christopher La Fountain
  • Christopher Lawrence La Fountain
  • Christopher Lafountain

View on SEC IAPD

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