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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2018-04-10 |
Branch Locations
1 Fishers Road Ste 180, Pittsford, NY 14534-9502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 05/2015 | 04/2018 |
| Ciccarelli Advisory Services Inc. | Rochester | NY | 05/2015 | 04/2018 |
| Lpl Financial Llc | Pittsford | NY | 04/2018 | Present |
1.03/29/2019; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LaFountain Financial Services; Investment Related; at Reported Business Location(s); Start Date 04/10/2018; 160hrs/mth; 8hrs during trading 2.03/29/2019; Keith Baier and Chris LaFountain; Real Estate Rental; Investment Related; 38 Halmore Drive Rochester,NY; Start Date 03/27/2019; 1hrs/mth; 0hrs during trading 3.08/12/2026; CLLFS, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 06/29/2026; 160hrs/mth; 104hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-29 |
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