Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-05
  • NC RA
    APPROVED
    Since 2023-04-05

Branch Locations

Jacksonville, NC • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lyons National Bank Macedon NY 04/2015 07/2017
Canandaigua National Bank Canandaigua NY 07/2017 03/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2018 Present
Cetera Investment Services Llc St Cloud MN 06/2018 Present
Cetera Advisors Greenwood Village CO 03/2023 06/2025
Cetera Wealth Services, Llc El Segundo CA 03/2023 06/2025
Door Dash San Francisco CA 03/2023 10/2024
Walmart Dba Spark Delivery Bentonville AR 03/2023 10/2024
  • 04/2015 → 07/2017
    Lyons National Bank
    Macedon, NY
  • 07/2017 → 03/2023
    Canandaigua National Bank
    Canandaigua, NY
  • 06/2018 → Present
    Schaumburg, IL
  • 06/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2023 → 06/2025
    Cetera Advisors
    Greenwood Village, CO
  • 03/2023 → 06/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → 10/2024
    Door Dash
    San Francisco, CA
  • 03/2023 → 10/2024
    Walmart Dba Spark Delivery
    Bentonville, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31

View on SEC IAPD

More in Jacksonville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor