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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-05 |
Branch Locations
Jacksonville, NC • United States
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyons National Bank | Macedon | NY | 04/2015 | 07/2017 |
| Canandaigua National Bank | Canandaigua | NY | 07/2017 | 03/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2018 | Present |
| Cetera Advisors | Greenwood Village | CO | 03/2023 | 06/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2023 | 06/2025 |
| Door Dash | San Francisco | CA | 03/2023 | 10/2024 |
| Walmart Dba Spark Delivery | Bentonville | AR | 03/2023 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-31 |
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