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Metro Office Park Calle 1 Lote 10, Guaynabo, PR 00968 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2022-08-25 |
Branch Locations
Metro Office Park Calle 1 Lote 10, Guaynabo, PR 00968 • United States
Calle 1 Lote 10 Metro Office Park, Guaynabo, PR 00968 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi International Financial Services Llc | San Juan | PR | 11/2014 | 08/2017 |
| Ubs International Financial Services | Miami | FL | 09/2017 | 12/2019 |
| Citi International Financial Services Llc | San Juan | PR | 01/2020 | 07/2022 |
| Universal Financial Services Inc. | Guaynabo | PR | 08/2022 | Present |
Dually employed since August 15, 2022 by Universal Life Insurance Company (ULICO) as Compliance Director, located at the same address, same premises as UFS. I devote a 30/70 ratio between UFS and ULICO, respectively. For ULICO, I review/approve transfer requests (rollovers, 1035 exchanges) by clients, run the OFAC ad hoc and monthly report and interact with the Operations Department on the day-to-day business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-31 |
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