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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-04-11 |
| TX | RA | APPROVED | 2019-04-11 |
Branch Locations
222 Mt. Airy Rd. Suite 209, Basking Ridge, NJ 07920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Short Hills | NJ | 06/2004 | 04/2019 |
| Raymond James Financial Services, Inc. | Basking Ridge | NJ | 04/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Basking Ridge | NJ | 04/2019 | Present |
(1) Name of Business: Iron Ridge Wealth Management Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/11/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: day to day operations, researching and resolving client issues
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-03 |
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