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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-21
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-02-21
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

200 E Franklin St, Monterey, CA 93940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Watsonville CA 10/2009 Present
Bank Of America, N.A. Monterey CA 12/2009 Present
Previous Registrations
  • 2003-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Watsonville, CA
    Carmel, CA
    Pacific Grove, CA
    Seaside, CA
    Roseville, CA
    Monterey, CA
    San Jose, CA
    Monterey, CA
    Roseville, CA
    San Jose, CA
Other Businesses

I*80927FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JACOB'S HEART CHILDREN'S CANCER SUPPORT SERVICESINVESTMENT RELATED: NADDRESS OF BUSINESS:FREEDOM, CALIFORNIA 95019NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OTHER, BOARD MEMBERSTART DATE OF RELATIONSHIP: 5/6/2015NUMBER OF HOURS DEVOTED: 5 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SUPPORT CHILDREN WITH CANCER THROUGH FINANCIAL SUPPORT WITH RESPECT TO FOOD, TRANSPORTATION AND SUPPORT.FINANCE COMMITTEE - REVIEW FINANCIALS, HELP DETERMINE DIRECTION AND SCOPE OF ORGANIZATION BASED UPON FUNDING. DEVELOPMENT - DETERMINE SCOPENUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: PROMOTE, SUPPORT, AND ENHANCE THE ARTISTIC, CULTURAL AND HISTORIC ENVIRONMENT OF HISTORIC DOWNTOWN MONTEREY, CALIFORNIA.I*1686430 Name of OBA: Rental Property 1Address: pacific grove, CA,93950 Investment Related: NO Position, Title, Association: Co-owner with other family members Employee Start Date:12/01/2023 No Hours: MonthlyNo Hours during trading: 0Duties:I*2641278, Entity Type: , Name of OBA: Rental Property 2, Address: Monterey, California, 93940, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 07/21/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:I*4280265Entity Type: N/AName of OBA: R L MAddress: Monterey, California, 93940Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 04/01/2026Number of Hours: 1, YearlyNumber of Hours during trading: 1, YearlyDuties: Spouse I*4680290 Entity Type: N/A Name of OBA: J M M TTEE U/A DTD 12/17/2014 BY J M M Address: Homewood, Illinois, 60430 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/09/2026 Number of Hours: 5, Monthly Number of Hours during trading: 2, Monthly Duties: Parents I*4680291 Entity Type: N/A Name of OBA: J M M TTEE U/A DTD 12/17/2014 BY J M M Address: Homewood, Illinois, 60430 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/09/2026 Number of Hours: 5, Monthly Number of Hours during trading: 2, Monthly Duties: Parents I*4683287 Entity Type: N/A Name of OBA: MLPF& S CUST FPO J M M IRA FBO J M M Address: Homewood, Illinois, 60430 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/09/2026 Number of Hours: 5, Monthly Number of Hours during trading: 2, Monthly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-13
  • S66 Uniform Combined State Law Examination
    2003-08-13
Other Names
  • Ryan Mccormick

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