John Charles Minnich

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-11-14
PA	RA	APPROVED	2010-06-29
TX	RA	APPROVED	2007-03-07
CT	RA	APPROVED	2005-11-23

NJ RA
APPROVED

Since 2020-11-14
PA RA
APPROVED

Since 2010-06-29
TX RA
APPROVED

Since 2007-03-07
CT RA
APPROVED

Since 2005-11-23

Branch Locations

985 Berkshire Blvd, Wyomissing, PA 19610 • United States

Sinking Spring, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wyomissing	PA	10/2005	Present
Bank Of America,Na	Wyomissing	PA	09/2009	Present

10/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wyomissing, PA
09/2009 → Present

Bank Of America,Na

Wyomissing, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-22
S63	Uniform Securities Agent State Law Examination	2004-09-16

S65 Uniform Investment Adviser Law Examination

2005-11-22
S63 Uniform Securities Agent State Law Examination

2004-09-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Firms

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