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Sara Marie Brown

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Oak Creek, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-11-15
  • WI RA
    APPROVED
    Since 2021-11-15

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Oak Creek, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Milwaukee WI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Milwaukee WI 11/2016 03/2021
Unemployed Milwaukee WI 03/2021 11/2021
Baird Milwaukee WI 11/2021 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Milwaukee, WI
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Milwaukee, WI
  • 03/2021 → 11/2021
    Unemployed
    Milwaukee, WI
  • 11/2021 → Present
    Baird
    Milwaukee, WI
Previous Registrations
Other Businesses

ROLLING MEADOW CONDO ASSOCIATION; NON INVESTMENT RELATED; MEQUON, WI; BOARD MEMBER; START 8/11; 5 HRS PER MONTH 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-06
  • S66 Uniform Combined State Law Examination
    2004-02-06

View on SEC IAPD

Other Firms

BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC · MILWAUKEE, WI

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