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5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-08-20 |
Branch Locations
5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sioux Falls | SD | 05/2015 | 08/2019 |
| Level Four Advisory Services | Sioux Falls | SD | 05/2015 | 10/2018 |
| Aspen Private Advisors, Llc | Sioux Falls | SD | 08/2018 | Present |
1. Disability Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2015 - 1 Hours Per Month/0 Hours During Securities Trading - Disability Insurance 2. Graber and Associates - Investment Related - At Reported Business Location(s) -Non-Variable Insurance - Started 06/01/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Long term care, Medicare supplement, Medical insurance." 3. e4 Insurance - Investment Related - At Reported Business Location(s) - Non-Variable insurance - Started 11/1/2018 - 4 Hours Per Month/2 Hours During Securities Trading - Life Insurance 4. Aspen Consulting, LLC; not investment related; 5201 s. Western Ave Suite 103, Sioux Falls, SD 57108; Business Consulting; Business Consultant; 01/01/2021; 12 hours per month; 6 hours during securities trading hours; provide business consulting services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-09 |
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