Supal Shashin Vora

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-06-19
HI	RA	APPROVED	2017-10-05
TX	RA	APPROVED_RES	2015-08-03
CA	RA	APPROVED	2003-09-25

NH RA
APPROVED

Since 2024-06-19
HI RA
APPROVED

Since 2017-10-05
TX RA
APPROVED_RES

Since 2015-08-03
CA RA
APPROVED

Since 2003-09-25

Branch Locations

Honolulu, HI • United States

Temecula, CA • United States

5850 San Felipe Street Suite 500, Houston, TX 77057-8003 • United States

41973 6Th St Ste C, Temecula, CA 92590 • United States

Houston, TX • United States

1 Tara Blvd Ste 200, Nashua, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Riverside	CA	04/2003	03/2020
Ameriprise Financial Services, Llc	Temecula	CA	03/2020	Present

04/2003 → 03/2020

Ameriprise Financial Services, Inc.

Riverside, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Temecula, CA

Other Businesses

Real Estate Ownership; Single Family; 9001 Paddington DriveRiverside, CA 92503, ,; Not Investment-Related; 04/08/2014 / Single Family; 23141 rustic oak drive, wildomar ca 92595, ,; Not Investment-Related; 12/01/2014 / Single Family; 1910 Ala Moana Blvd; Unit 29A/B, , Honolulu, HI, 96815; Investment-Related; 01/24/2022. Business Ownership; NAP Partners LLC; Co-owner; Manage Ameriprise Business; 7535 Chevy Chase Drive, , Houston, TX, 77063; Investment-Related; 12/14/2023; 20 to 39 hours per month; 1 to 9 during trading hours / Nakamo LLC; Co-owner; Real Estate; 7535 Chevy Chase Drive, , Houston, TX, 77057; Investment-Related; 02/07/2025; 0 hours per month; 0 during trading hours / Khaman Dhokla; Manage personal real estate properties; This LLC is going to be owning my personal real estate; 7535 Chevy Chase, , Houston, TX, 77063; Investment-Related; 06/01/2021; 0 hours per month; 0 during trading hours. Board of Directors; Akshaya Patra Foundation; Board Member; PO Box 14220, , Fremont, CA, 94539; Not Investment-Related; 08/15/2025; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-23

S66 Uniform Combined State Law Examination

2003-08-23