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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-15 |
| VA | RA | APPROVED | 2017-12-07 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
122 East 42Nd Street Suite 4105, New York, NY 10168 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J Safra Asset Management | New York | NY | 01/2015 | 12/2017 |
| Bolton Global Capital | Bolton | MA | 12/2017 | Present |
| Bolton Securities Corporation | Bolton | MA | 12/2017 | Present |
1) Advisor is also an IAR with Bolton Global Asset Management, DBA AiM Fidelis and acting as Managing Director. Investment related. Hours vary and are balanced with branch duties and commission-based business. Conducted from branch location. 2) Owner of AiM Fidelis Asset Management LLC, entity created to operate securities and investment advisory services with current Broker Dealer and Investment Advisor. Conducted from branch location. Not investment related. Created upon association with current firm. Minimal time spent managing this entity. 3) Plan sponsor and trustee of AiM Fidelis 401K plan. Personally investment related. Conducted from Branch location. Began 01/01/2019 and spends up to 2 hours per month, 1 during business hours. Rep is contact person.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-16 |
| S65 | Uniform Investment Adviser Law Examination | 2015-06-02 |
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