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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-07
  • MN RA
    APPROVED
    Since 2014-01-07

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

796 Bielenberg Dr Suite 101, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Woodbury MN 07/2007 06/2025
Wealth Enhancement Advisory Services, Llc Woodbury MN 07/2007 Present
Wealth Enhancement Brokerage Services, Llc Woodbury MN 07/2007 Present
  • 07/2007 → 06/2025
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Woodbury, MN
  • 07/2007 → Present
    Woodbury, MN
  • 07/2007 → Present
    Wealth Enhancement Brokerage Services, Llc
    Woodbury, MN
Other Businesses

Wealth Enhancement Advisory Services, LLC - Registered Investment Advisor - DBA: Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - 1% Time Spent Wealth Enhancement Group - Non-Variable Insurance - Investment Related - 505 north hwy 169, suite 900, Plymouth, MN 55441 - Start 04/09/2004 - 0 Hr/Mo - Agent selling traditional insurance, fixed annuities, disability, and Long Term Care ISD 834 Stillwater Area Public Schools - 6355 Osman Ave N, Stillwater, MN 55082 - Non-Profit Board Member - Start Date - 01/05/2023 - 12 Hours Per Month/2 Hours During Securing Trading Northeast Metro 916 School Board- Non-Profit Board Member- Not INV Related- At White Bear Lake, MN - Start date 01/15/2025- 6 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
  • S66 Uniform Combined State Law Examination
    2003-12-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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