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Ruth Goldberg

Ameriprise Financial Services, LLC

Gilbert, AZ

Chandler, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
UT RA APPROVED 2025-06-02
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • UT RA
    APPROVED
    Since 2025-06-02

Branch Locations

161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. El Paso TX 11/2009 08/2017
Wells Fargo Clearing Services, Llc Chandler AZ 10/2023 07/2024
Wells Fargo Bank, Na Mesa AZ 05/2022 10/2023
Raymond James & Associates Scottdale AZ 08/2024 05/2025
Ameriprise Financial Services, Inc. Phoenix AZ 08/2017 05/2022
Ameriprise Financial Services, Llc Gilbert AZ 05/2025 Present
  • 11/2009 → 08/2017
    Ameriprise Financial Services, Inc.
    El Paso, TX
  • 10/2023 → 07/2024
    Wells Fargo Clearing Services, Llc
    Chandler, AZ
  • 05/2022 → 10/2023
    Wells Fargo Bank, Na
    Mesa, AZ
  • 08/2024 → 05/2025
    Raymond James & Associates
    Scottdale, AZ
  • 08/2017 → 05/2022
    Ameriprise Financial Services, Inc.
    Phoenix, AZ
  • 05/2025 → Present
    Ameriprise Financial Services, Llc
    Gilbert, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-06
S63 Uniform Securities Agent State Law Examination 2003-10-09
  • S66 Uniform Combined State Law Examination
    2010-07-06
  • S63 Uniform Securities Agent State Law Examination
    2003-10-09
Other Names
  • Ruth Cooper Goldberg
  • Ruth Elaine Goldberg
  • Ruth Goldberg
  • Ruth C Goldberg

View on SEC IAPD

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Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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