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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-20
  • OH RA
    APPROVED
    Since 2020-10-20

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

2500 East Dublin-Granville Road, Columbus, OH 43231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 03/2003 Present
Fifth Third Securities Cincinnati OH 07/2013 Present
  • 03/2003 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 07/2013 → Present
    Fifth Third Securities
    Cincinnati, OH
Other Businesses

rental property - Salem, SC - owner/landlord - 10 hrs./mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------- Coast Host Property LLC - 7767 Shawnee Run Rd, Cincinnati, OH 45243 - Rental property - owner/landlord - 3 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------- Premier Host Property LLC - 119 Harbor Lights Dr. Salem, SC 29676 - Rental property - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------- Premier Host Holdings L.L.C. -Salem, SC & Westlake, OH - Rental property - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------- Coast Host Group LLC - 4231 Barnwell Ave. North Charleston, SC 29405 - Rental property holdCo - owner/landlord - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-19
S63 Uniform Securities Agent State Law Examination 2003-06-10
  • S66 Uniform Combined State Law Examination
    2020-10-19
  • S63 Uniform Securities Agent State Law Examination
    2003-06-10

View on SEC IAPD

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