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Sarah Blake Klement

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-25
KY RA APPROVED 2022-03-18
TX RA APPROVED 2017-11-28
  • CT RA
    APPROVED
    Since 2025-11-25
  • KY RA
    APPROVED
    Since 2022-03-18
  • TX RA
    APPROVED
    Since 2017-11-28

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Frisco TX 07/2015 10/2016
Cetera Advisors Llc Frisco TX 10/2016 11/2017
Jpmorgan Securities Llc Dallas TX 11/2017 Present
  • 07/2015 → 10/2016
    Investors Capital Corporation
    Frisco, TX
  • 10/2016 → 11/2017
    Cetera Advisors Llc
    Frisco, TX
  • 11/2017 → Present
    Jpmorgan Securities Llc
    Dallas, TX
Previous Registrations
  • 2016-10-03 → 2017-11-13
    Cetera Advisors Llc
    Frisco, TX
  • 2015-07-02 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Frisco, TX
    Lynnfield, MA
    Lynnfield, MA
  • 2008-01-01 → 2015-07-08
    Wells Fargo Clearing Services, Llc
    Sherman, TX
    Frisco, TX
  • 2003-06-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sherman, TX
    Sherman, TX
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-24
  • S66 Uniform Combined State Law Examination
    2003-06-24
Other Names
  • Sarah Blake Troxell
  • Blake Klement
  • Sarah Klement

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
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