Daniel Robert Potter

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Potter & Golden, Pc
  Houston, TX
• 06/2015 → Present
  Cambridge Investment Reseach. Inc.
  Fairfield, IA
• 01/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1)POTTER & GOLDEN, P.C., 11111 WILCREST GREEN, STE 440, HOUSTON, TX, SINCE 6/2006 AS PRESIDENT & MANAGING MEMBER. C-CORP PROVIDES TAX PREP & ACCOUNTING SERVICES - NIR - DEVOTES 2000 HR/YR - 1500 HR/TRADING. 2)Independent insurance agent, 11111 WILCREST GREEN DR, STE 440, HOUSTON, TX, 8/2015, FOR various independent insurance companies. 10 HR/YR - 10/TRADING. 3-POTTER FINANCIAL, 11111 WILCREST GREEN STE 442, HOUSTON, TX, 6/2015. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 4-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2016 AS ADVISORY REP OF A RIA. INV REL - 500 HR/YR- 9/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-01
• S63 Uniform Securities Agent State Law Examination
  2013-07-25