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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-05-13
  • AR RA
    APPROVED
    Since 2019-05-13

Branch Locations

6325 Ranch Drive, Little Rock, AR 72223 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade N. Little Rock AR 03/2003 03/2018
Unemployed Cabot AR 03/2018 04/2019
Private Client Services Little Rock AR 04/2019 Present
  • 03/2003 → 03/2018
    Scottrade
    N. Little Rock, AR
  • 03/2018 → 04/2019
    Unemployed
    Cabot, AR
  • 04/2019 → Present
    Private Client Services
    Little Rock, AR
Previous Registrations
  • 2017-10-04 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS, LLC. 6201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. IAR. 80 HOURS/MO; 80 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-22
S63 Uniform Securities Agent State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2017-08-22
  • S63 Uniform Securities Agent State Law Examination
    2007-05-23
Other Names
  • Autumn Lynne Hoyle

View on SEC IAPD

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