Susan Hanneman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA

Previous Registrations

• 2008-07-14 → 2010-04-01
  Voya Financial Advisors, Inc.
  Kirkland, WA
• 2006-09-27 → 2007-12-17
  J.P. Morgan Securities Inc.
  Milwaukee, WI
• 2003-08-28 → 2006-09-27
  Banc One Securities Corporation
  Milwaukee, WI
  Chicago, IL
  Milwaukee, WI
• 2001-08-28 → 2003-06-11
  Banc One Securities Corporation
  Grand Rapids, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-15
• S63 Uniform Securities Agent State Law Examination
  1998-11-05

Other Names

• Susan Kay Lamoreaux
• Susan Lamoreaux
• Susan Kay Hanneman