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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-10-07 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Macomb, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial | Ada | MI | 05/2016 | 11/2016 |
| Sigma Financial Corporation | Ann Arbor | MI | 06/2017 | 01/2019 |
| Spc | Ann Arbor | MI | 06/2017 | 01/2019 |
| Unemployed | Macomb | MI | 12/2016 | 05/2017 |
| Key Investment Services | Dayton | OH | 03/2019 | 07/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 07/2021 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 07/05/2021 - Present. 0-20hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed and advisory accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-29 |
| S66 | Uniform Combined State Law Examination | 2003-09-19 |
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