Eugene Filippi

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 09/2017
  Hudson Financial Group
  Garrison, NY
• 10/2017 → 01/2022
  Acorn Consulting
  Paramus, NJ
• 10/2017 → 01/2022
  Acorn Consulting
  Paramus, NJ
• 01/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2018-03-12 → 2022-02-08
  Acorn Consulting
  Paramus, NJ
• 2003-06-25 → 2010-01-28
  Equitable Advisors, Llc
  Morristown, NJ
  Paramus, NJ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Insurance License INVESTMENT RELATED ADDRESS (City/State): Park Ridge, NJ NATURE OF BUSINESS: Maintain insurance license POSITION: NA START DATE (Month/Year): 2008 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Maintain license, no new business

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-03-18
• S66 Uniform Combined State Law Examination
  2003-06-24

Designations

• Certified Financial Planner

Other Names

• Butch Filippi
• Gene Filippi
• Eugene R Filippi
• Eugene Richard Filippi