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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-20
  • GA RA
    APPROVED
    Since 2025-02-20

Branch Locations

207 East Third Street, Vidalia, GA 30474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Vidalia GA 09/2013 02/2025
Palmer & Associates Vidalia GA 02/2013 Present
(Dba) Axiom Capital Vidalia GA 09/2018 Present
Cetera Wealth Services, Llc Vidalia GA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 09/2013 → 02/2025
    Concourse Financial Group Securities Inc
    Vidalia, GA
  • 02/2013 → Present
    Palmer & Associates
    Vidalia, GA
  • 09/2018 → Present
    (Dba) Axiom Capital
    Vidalia, GA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Vidalia, GA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-10-07 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Vidalia, GA
    Birmingham, AL
    Vidalia, GA
    Soperton, GA
    Birmingham, AL
  • 2011-02-18 → 2013-10-11
    Osaic Fa, Inc.
    Vidalia, GA
    Vidalia, GA
    Virginia Beach, VA
Other Businesses

(dba) AXIOM CAPITAL; Investment Related; 207 E 3rd Street, Vidalia, GA 30474; Owner; Start Date 09/2018; 60 hours per month; Doing Business Name (dba) used for securities and advisory business. >> PALMER & ASSOCIATES; Investment Related; 207 E 3rd Street, Vidalia, GA 30474; Owner; Start Date 09/2013; 20 hours per month; In addition to managing the agency, I offer insurance product sales and services to include, but not limited to, annuities and life settlements. >> GUM BRANCH NURSERY & LANDSCAPE; Non-Investment Related; 3719 Thompson Pond Rd, Tarrytown, GA 30470; Owner; Start Date 05/2011; 1 hour per month; Provide lawn care services to customers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 2008-07-24
  • S65 Uniform Investment Adviser Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    2008-07-24

View on SEC IAPD

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