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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Vidalia | GA | 09/2013 | 02/2025 |
| Palmer & Associates | Vidalia | GA | 02/2013 | Present |
| (Dba) Axiom Capital | Vidalia | GA | 09/2018 | Present |
| Cetera Wealth Services, Llc | Vidalia | GA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) AXIOM CAPITAL; Investment Related; 207 E 3rd Street, Vidalia, GA 30474; Owner; Start Date 09/2018; 60 hours per month; Doing Business Name (dba) used for securities and advisory business. >> PALMER & ASSOCIATES; Investment Related; 207 E 3rd Street, Vidalia, GA 30474; Owner; Start Date 09/2013; 20 hours per month; In addition to managing the agency, I offer insurance product sales and services to include, but not limited to, annuities and life settlements. >> GUM BRANCH NURSERY & LANDSCAPE; Non-Investment Related; 3719 Thompson Pond Rd, Tarrytown, GA 30470; Owner; Start Date 05/2011; 1 hour per month; Provide lawn care services to customers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-24 |
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