Heather Anne Winner

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-11-05
GA	RA	APPROVED	2005-10-12

TX RA
APPROVED_RES

Since 2012-11-05
GA RA
APPROVED

Since 2005-10-12

Branch Locations

116 Cooper Dr Ste B, Augusta, GA 30907-0007 • United States

1150 Sanctuary Pkwy Ste 410, Alpharetta, GA 30009 • United States

Augusta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Atlanta	GA	10/2004	03/2020
Ameriprise Financial Services, Llc	Evans	GA	03/2020	Present

10/2004 → 03/2020

Ameriprise Financial Services, Inc.

Atlanta, GA
03/2020 → Present

Ameriprise Financial Services, Llc

Evans, GA

Other Businesses

Business Ownership; Round Barn; business owner, CFO; Consulting; 815 Quail Ct, , Augusta, GA, 30909; Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Round Barn; owner - business owner, CFO; ; 815 Quail Ct, , Augusta, GA, 30909; Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Keep Watch Financial; consultant - Keep Watch is an Ameriprise Franchise. PWA advisor Justin Streeter pays me to review portfolio allocations, financial planning strategies, and implement client trades (particularly within SPS Advisor accounts); ; 1150 Sanctuary Parkway, suite 410, , Alpharetta, GA, 30009; Investment-Related; 01/30/2023; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-29

S66 Uniform Combined State Law Examination

2004-12-29

Other Names

Heather Anne Heubel

View on SEC IAPD