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James Knute Krapfel

Glass Lake Wealth Management

Huntersville, NC

CRD 4656146

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Employer firm

Glass Lake Wealth Management CRD 308121

$25.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Glass Lake Wealth Management

Huntersville, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-22
IL RA APPROVED 2020-04-15
  • NC RA
    APPROVED
    Since 2022-08-22
  • IL RA
    APPROVED
    Since 2020-04-15

Branch Locations

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glass Lake Wealth Management Llc Huntersville NC 03/2020 Present
Unemployed Chicago IL 12/2019 02/2020
Rmb Capital Chicago IL 09/2015 12/2019
  • 03/2020 → Present
    Glass Lake Wealth Management Llc
    Huntersville, NC
  • 12/2019 → 02/2020
    Unemployed
    Chicago, IL
  • 09/2015 → 12/2019
    Rmb Capital
    Chicago, IL
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Jim Knute Krapfel

View on SEC IAPD

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