James William Herrington

Current Employers

Herrington Investment Solutions

Pittsburgh, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2007-06-08
CA	RA	APPROVED	2003-01-29
OH	RA	APPROVED	2003-01-23
NV	RA	APPROVED	2002-12-05

PA RA
APPROVED

Since 2007-06-08
CA RA
APPROVED

Since 2003-01-29
OH RA
APPROVED

Since 2003-01-23
NV RA
APPROVED

Since 2002-12-05

Branch Locations

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Herrington Investment Solutions	Pittsburgh	PA	04/2002	Present
West Virginia Investment Management Board	Charleston	WV	10/2008	Present

04/2002 → Present

Herrington Investment Solutions

Pittsburgh, PA
10/2008 → Present

West Virginia Investment Management Board

Charleston, WV

Previous Registrations

2001-03-16 → 2002-04-18

Rbc Rochdale, Llc

New York, NY

Other Businesses

West Virginia Investment Management Board; Investment-Related; 500 Virginia St. East, Suite 200 Charleston, WV 25301; State Pension Fund (Teachers, State Employees, and related investments); Full time employed as Private and Public Equity Investment Officer since October 1, 2008; approximately 150 hours/mo., including 100 during securities trading hours; Head of Private Equity and Public Equity. Select, monitor, and perform due diligence on outside investment managers.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-28

S66 Uniform Combined State Law Examination

2000-04-28

Designations

View on SEC IAPD