Avshalom Gad

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2007-01-24

IN RA
APPROVED

Since 2007-01-24

Branch Locations

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Carmel	IN	11/2003	Present
Nylife Securities Llc	Carmel	IN	02/2004	Present
Eagle Strategies Llc	Carmel	IN	01/2007	Present

11/2003 → Present

New York Life Insurance Company

Carmel, IN
02/2004 → Present

Nylife Securities Llc

Carmel, IN
01/2007 → Present

Eagle Strategies Llc

Carmel, IN

Previous Registrations

2003-09-17 → 2004-01-27

Ameriprise Financial Services, Llc

Indianapolis, IN

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INDEPENDENT CONTRACTOR; START DATE 09/2010; 11595 NORTH MERIDIAN STREET STE 850 CARMEL IND 46032] [RENTAL PROPERTY, NOT INVESTMENT RELATED, 11883 STEPPING STONE FISHERS, IN 46037, OWNER, STARTED 10/2011, APPROXIMATELY 1 HOUR PER MONTH NONE OF WHICH DURING TRADING HOURS ARE DEVOTED TO THE OBA. DUTIES INCLUDE MAINTAIN PROPERTY AND COLLECT RENT]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-15

S66 Uniform Combined State Law Examination

2007-01-15

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD