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2911 Turtle Creek Blvd Suite 1100, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-01-08 |
| TX | RA | APPROVED | 2014-06-10 |
Branch Locations
2911 Turtle Creek Blvd Suite 1100, Dallas, TX 75219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Uptown Capital Advisors | Dallas | TX | 03/2014 | Present |
| K&C Capital Allen Lp | Dallas | TX | 06/2012 | 03/2026 |
| Christopher James Capital Advisors | Dallas | TX | 05/2026 | Present |
1. Christopher James Carrie is an investment adviser representative and part owner of Uptown Capital Advisors (CRD No. 171401). He intends to transition client relationships from Uptown Capital Advisors to Christopher James Capital Advisors and will terminate his ownership interest in Uptown Capital Advisors by the end of 2026. 2. ATTORNEY,NOT INVESTMENT RELATED, 0 HOURS PER MONTH. He does not actively practice law and will not offer these services to advisory clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-14 |
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