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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-04
  • MA RA
    APPROVED
    Since 2021-01-04

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 10/2005 09/2019
Pioneer Institutional Asset Management, Inc. Boston MA 04/2006 09/2019
G.DIstributors, Llc Rye NY 12/2014 09/2019
Lpl Financial, Llc Waltham MA 09/2019 Present
Integrated Wealth Concepts, Llc Waltham MA 09/2019 Present
  • 10/2005 → 09/2019
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 04/2006 → 09/2019
    Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 12/2014 → 09/2019
    G.DIstributors, Llc
    Rye, NY
  • 09/2019 → Present
    Lpl Financial, Llc
    Waltham, MA
  • 09/2019 → Present
    Waltham, MA
Previous Registrations
  • 2006-04-20 → 2014-12-02
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2005-11-07 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
Other Businesses

1. 9/20/2019 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 9/20/2019 - BOSTON RESIDENTIAL - Investment Related - Home Based - Business Owner - President/Owner - Started 2003 - 10 Hours Per Month During Securities Trading. 3. 9/25/2019 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/2019 - 160 Hours Per Month - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 8/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/25/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 8/2019. 5. 10/9/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/23/2019 - 160 Hours Per Month During Securities Trading. 6. 1/14/2020 - 360 Realty, LLC - Investment Related - 671 Salem Street, Malden, MA 02148 - Mortgage/Real Estate Services - Real Estate Salesperson - Start Date: 12/04/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 7. 7/6/2020 - Boston Residential - Investment Related - PO Box 51852, Boston MA 02205; 240 E Illinois St, Chicago IL 60611; 88 Kingston St, 1E, Boston, MA 02111; Allston, MA 02134; Boston, MA 02113, and Medford, MA 02155 - Real Estate Rental - President/Owner - Started 09/01/2003 - 10 Hours Per Month/0 Hours During Securities Trading. 8. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 5/14/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 09/24/2021 - BULL CAPITAL LLC - Investment Related - Boston, MA 02205 - Real Estate Rental - Start Date: 04/16/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Rental income. 11. 10/28/2022 - BOSTON RESIDENTIAL LLC - Investment Related - Cambridge MA 02139 - President/Owner - Start Date: 05/10/2021 - 1 Hour Per Month/0 Hours During Securities Trading 12. 07/13/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/01/2023 - 5 Hours Per Month/ 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-01
  • S66 Uniform Combined State Law Examination
    2003-12-01

View on SEC IAPD

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