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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-20 |
Branch Locations
225 Wyman Street, Waltham, MA 02451 • United States
Framingham, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 01/2017 | 12/2019 |
| Santander Securities, Llc | Dorchester | MA | 01/2017 | 12/2019 |
| Lahey Health Behavorial Services | Lowell | MA | 10/2017 | 01/2019 |
| The Home Depot | Natick | MA | 07/2014 | 03/2019 |
| Kelly Financial Services | Braintree | MA | 01/2020 | 05/2023 |
| Tiaa | Waltham | MA | 06/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Waltham | MA | 06/2023 | Present |
Name: Advocates, Inc. Position: Clinician Nature: Psychiatric evaluations/mental health Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 04/01/2018 Address: 1094 Worcester Road, Framingham MA 01701, United States Description: Perform psychiatric evaluations for individuals in the community experiencing mental health crises that is determined to be a danger to themselves, others, or they are experiencing symptoms of psychosis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-09 |
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