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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-20
  • MA RA
    APPROVED
    Since 2023-08-20

Branch Locations

225 Wyman Street, Waltham, MA 02451 • United States

Framingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2017 12/2019
Santander Securities, Llc Dorchester MA 01/2017 12/2019
Lahey Health Behavorial Services Lowell MA 10/2017 01/2019
The Home Depot Natick MA 07/2014 03/2019
Kelly Financial Services Braintree MA 01/2020 05/2023
Tiaa Waltham MA 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Waltham MA 06/2023 Present
  • 01/2017 → 12/2019
    Santander Bank, Na
    Boston, MA
  • 01/2017 → 12/2019
    Dorchester, MA
  • 10/2017 → 01/2019
    Lahey Health Behavorial Services
    Lowell, MA
  • 07/2014 → 03/2019
    The Home Depot
    Natick, MA
  • 01/2020 → 05/2023
    Kelly Financial Services
    Braintree, MA
  • 06/2023 → Present
    Tiaa
    Waltham, MA
  • 06/2023 → Present
    Waltham, MA
Previous Registrations
Other Businesses

Name: Advocates, Inc. Position: Clinician Nature: Psychiatric evaluations/mental health Investment Related: No Hours: 15 Securities Trading Hours: 0 Start Date: 04/01/2018 Address: 1094 Worcester Road, Framingham MA 01701, United States Description: Perform psychiatric evaluations for individuals in the community experiencing mental health crises that is determined to be a danger to themselves, others, or they are experiencing symptoms of psychosis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2003-05-09
  • S66 Uniform Combined State Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2003-05-09
Other Names
  • Lloyd W Johnson
  • L. Ward Johnson
  • Lloyd Ward Johnson
  • Lward Johnson
  • L Ward Johnson

View on SEC IAPD

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