Keng Taing

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2023-11-27

NV RA
APPROVED

Since 2023-11-27

Branch Locations

Las Vegas, NV • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sws Financial Services	Las Vegas	NV	11/2012	10/2020
Lpl Financial, Llc	Las Vegas	NV	12/2019	10/2023
Empower Financial Services, Inc	Greenwood Village	CO	11/2023	Present
Empower Advisory Group, Llc	Greenwood Village	CO	11/2023	Present

11/2012 → 10/2020

Sws Financial Services

Las Vegas, NV
12/2019 → 10/2023

Lpl Financial, Llc

Las Vegas, NV
11/2023 → Present

Empower Financial Services, Inc

Greenwood Village, CO
11/2023 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Previous Registrations

2019-12-13 → 2023-11-13

Lpl Financial Llc

Glastonbury, CT

Las Vegas, NV

Las Vegas, NV
2018-10-31 → 2019-12-11

Momentum Independent Network Inc.

Las Vegas, NV

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-18
S63	Uniform Securities Agent State Law Examination	2004-02-27

S65 Uniform Investment Adviser Law Examination

2018-10-18
S63 Uniform Securities Agent State Law Examination

2004-02-27

Other Names

Keng Kok Taing

View on SEC IAPD