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Anthony Wayne Martin

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

CRD 4655601

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-10-19
TX RA APPROVED 2012-10-19
  • GA RA
    APPROVED
    Since 2012-10-19
  • TX RA
    APPROVED
    Since 2012-10-19

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 10/2012 Present
Previous Registrations
  • 2010-11-01 → 2012-10-31
    Morgan Stanley
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-28
  • S66 Uniform Combined State Law Examination
    2010-10-28
Other Names
  • Anthony Wayne Martin
  • Anthony Wayne Martin
  • Anthony W Martin Jr

View on SEC IAPD

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