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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-21
  • PA RA
    APPROVED
    Since 2016-09-21

Branch Locations

200 West Beau St, Washington, PA 15301 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Washington PA 08/2009 09/2016
Lpl Financial Charlotte NC 09/2009 09/2016
Key Investment Services Llc Washington PA 09/2016 Present
  • 08/2009 → 09/2016
    First Niagara
    Washington, PA
  • 09/2009 → 09/2016
    Lpl Financial
    Charlotte, NC
  • 09/2016 → Present
    Washington, PA
Previous Registrations
  • 2009-12-14 → 2016-09-21
    Fort Mill, SC
    California, PA
    Monongahela, PA
    Finleyville, PA
    Washington, PA
    Houston, PA
    Bethel Park, PA
    California, PA
    Pittsburgh, PA
    Castle Shannon, PA
    Castle Shannon, PA
    Mcmurray, PA
    Pittsburgh, PA
Other Businesses

1/30/2020- Prexie Wrestling Boosters- 115 Timberline Dr.: Washington, PA 15301- Position- President. Fundraiser to support Varsity, Junior High and Youth wrestling programs. 2hr/mon. zero during trading, zero income.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 2003-05-01
  • S65 Uniform Investment Adviser Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    2003-05-01

View on SEC IAPD

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