Lee Perry Ward

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Houston, TX
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Houston, TX
• 05/2018 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2018 → 01/2022
  Bank Of America, N.A.
  Houston, TX
• 02/2022 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 02/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2018-07-06 → 2022-02-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  San Antonio, TX
• 2013-08-21 → 2018-05-30
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Houston, TX
  Minneapolis, MN
• 2009-11-24 → 2010-03-30
  Wells Fargo Investments, Llc
  Houston, TX
• 2007-01-09 → 2009-11-25
  Wells Fargo Clearing Services, Llc
  Addison, TX
  Houston, TX
  Addison, TX

Exams

• S66 Uniform Combined State Law Examination
  2013-08-21
• S63 Uniform Securities Agent State Law Examination
  2003-06-19

Other Names

• Lee Perry Ward
• Lee Ward