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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-10
TX RA APPROVED 2026-04-09
  • FL RA
    APPROVED
    Since 2026-04-10
  • TX RA
    APPROVED
    Since 2026-04-09

Branch Locations

26811 S Bay Drive Suite 350 Fl 3, Bonita Springs , FL 34134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Naples FL 07/2015 03/2021
Wells Fargo Clearing Services, Llc. Naples FL 03/2021 04/2026
Wells Fargo Advisors Financial Network, Llc Naples FL 04/2026 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, NAPLES, FL, 100% OWNERSHIP, START DATE 1/1/2018, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.; RENTAL PROPERTY, INVT RELATED, NAPLES, FL, 100% OWNERSHIP, START DATE 1/1/2010, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.; SEABREEZE INVESTORS, LLC, INVT RELATED, NAPLES, FL, 50% OWNERSHIP, START DATE 2/4/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, COMMERCIAL OFFICE SPACE.; TRUSTEE FOR AUNT, INV RELATED, NAPLES, FL, START: 6/15/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR AUNT, INV RELATED, NAPLES, FL, START: 6/21/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.; PERSONAL REPRESENTATIVE FOR AUNT; INVESTMENT RELATED; NAPLES, FL; PERSONAL REPRESENTATIVE; 09/12/2024; 6 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE | PERSONAL REPRESENTATIVE FOR AUNT'S ESTATE; INV REALTED; NAPLES, FL; FIDUCIARY FEES; 10/2024; 7 HOURS PER MONTH; 0 DURING TRADING; PAYING BILLS, SELLING HOUSE, AND CLOSING ESTATE TMG GROUP MANAGEMENT LLC ; INV RELATED;BONITA SPRINGS,FL; WEALTH MANAGEMENT FIRM ;1% OWNERSHIP; START DATE: 03/20/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-21
  • S66 Uniform Combined State Law Examination
    2015-09-21

View on SEC IAPD

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