Wolfgang Johannes Hawlisch

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-20
TX	RA	APPROVED_RES	2025-03-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Sacramento	CA	09/2015	06/2020
Morgan Stanley Private Bank, National Association	New York	NY	12/2015	07/2020
Wells Fargo Clearing Services, Llc	Sacramento	CA	07/2020	11/2024
Morgan Stanley Private Bank, N.A	New York	NY	11/2015	11/2024
Rbc Capital Markets, Llc	El Dorado Hills	CA	11/2024	02/2025
D.A. Davidson & Co.	Roseville	CA	02/2025	Present

09/2015 → 06/2020

Morgan Stanley

Sacramento, CA
12/2015 → 07/2020

Morgan Stanley Private Bank, National Association

New York, NY
07/2020 → 11/2024

Wells Fargo Clearing Services, Llc

Sacramento, CA
11/2015 → 11/2024

Morgan Stanley Private Bank, N.A

New York, NY
11/2024 → 02/2025

Rbc Capital Markets, Llc

El Dorado Hills, CA
02/2025 → Present

D.A. Davidson & Co.

Roseville, CA

2024-11-12 → 2025-04-02

Rbc Capital Markets, Llc

El Dorado Hills, CA

El Dorado Hills, CA
2020-07-14 → 2024-11-27

Wells Fargo Clearing Services, Llc

Sacramento, CA

Folsom, CA

El Dorado Hills, CA
2015-09-23 → 2020-07-16

Morgan Stanley

Sacramento, CA
2008-07-10 → 2015-09-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA
2006-09-06 → 2008-07-14

Banc Of America Investment Services, Inc.

West Sacramento, CA

Sacramento, CA

Sacramento, CA

Roseville, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-05
S63	Uniform Securities Agent State Law Examination	2003-09-08

Other Firms