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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Ria Llc | Houston | TX | 09/2011 | 06/2021 |
| Usca Securities Llc | Houston | TX | 09/2011 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. KTS FASTENER & SUPPLY, LLC, NON-INVESTMENT RELATED, 5683 LONGMONT DR. HOUSTON, TX 77056, WHOLESALE DISTRIBUTION, 100% MEMBER OF LLC, 12/15/04, DEVOTE LESS THAN 10 HRS PER MONTH, DEVOTE LESS THAN 10 HRS PER MONTH DURING SECURITIES TRADING HRS, ACT AS GO BETWEEN FOR ONE MANUFACTURE AND ONE CUSTOMER 2. CCA TEXAS FUND, NON-INVESTMENT RELATED, 6919 PORTWEST DRIVE, HOUSTON, TX 77024, CHARITABLE FOUNDATION/FUND, DIRECTOR OF INVESTMENT FUND WHICH IS TIED TO COASTAL CONSERVATION ASSOCIATION OF TEXAS, CHAIRMAN DURING 2011 AND 2012, START DATE OF RELATIONSHIP 2007, DEVOTE LESS THAN 10 HRS PER MONTH, DEVOTE LESS THAN 10 HRS PER MONTH DURING SECURITIES TRADING HOURS. 3. MIDSTREAM MERCHANT PARTNERS I LLC, INVESTMENT-RELATED, 1025 S. SHEPHERD DRIVE #209, HOUSTON, TX 77019, ENTITY ESTABLISHED TO PURCHASE INVESTMENTS, 02/2014, LESS THAN 1 HOUR PER MONTH DEVOTED TO ACTIVITY, LESS THAN 1 HOUR PER MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, CO-AUTHORIZED SIGNER ON CHECKING ACCOUNT. 4. HOUSTON METHODIST HOSPITAL FOUNDATION, NOT INVESTMENT-RELATED, 1707 SUNSET BLVD., HOUSTON, TX 77005, BOARD MEMBER - NEUROLOGICAL INSTITUTE NATIONAL COUNCIL (NINC), START DATE 04/19/2018, DEVOTE APPROXIMATELY 2 HOURS PER MONTH TO ACTIVITY, DEVOTE APPROXIMATELY 1 HOUR PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, NO BINDING AUTHORITY AND RECEIVES NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-20 |
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