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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2016-07-15 |
| CT | RA | APPROVED | 2016-03-08 |
Branch Locations
69 State St, Albany, NY 12207 • United States
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
Cohoes, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 01/2016 | Present |
I*452114For profit or not for profit: Non-Profit OrganizationName of outside business organization: Girls Inc. if the Greater Capital RegionInvestment related: NAddress of business:Schenectady, New York 12307Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/16/2019Number of hours devoted: 5 hour(s) QuarterlyNumber of hours devoted during trading hours: 2Duties: Member of GIFTS Board of Trustees. Responsibilities include seeking board members who can add value to planned giving, attend and participate in board meetings, fundraising, make a personal annual donation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-08 |
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