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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-28 |
| IN | RA | APPROVED | 2018-10-22 |
Branch Locations
Shelbyville, IN • United States
16 Public Square, Suite B, Shelbyville, IN 46176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hardwick Capital Management, Llc | Shelbyville | IN | 11/2009 | 10/2018 |
| Broker Dealer Financial Services Corp. | Shelbyville | IN | 03/2010 | 10/2018 |
| Carmony Wealth Management | Shelbyville | IN | 03/2010 | 10/2018 |
| Lpl Financial, Llc | Shelbyville | IN | 10/2018 | Present |
1. 10/11/2018 - Carmony Asset & Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/10 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 3/20/2019 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/12/2019 - 10 Hours Per Month During Securities Trading - Provide fixed (non-securities) insurance products for clients. 3. 10/18/2022 - Paul Kellam Family Trust dated November 10th, 2021, LPL Account Number [REDACTED] - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date - 11/10/2021 - 2 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-19 |
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