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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-09 |
Branch Locations
10225 Riverside Dr, Los Angeles, CA 91602 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Santa Monica | CA | 09/2015 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Santa Monica | CA | 09/2015 | 10/2020 |
| J.P. Morgan Securities, Llc | Encino | CA | 10/2020 | 12/2022 |
| J.P. Morgan Chase Bank, N.A. | Encino | CA | 10/2020 | 12/2022 |
| Charles Schwab & Co., Inc. | Woodland Hills | CA | 01/2023 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-20 |
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