Kimberly M James

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-09
FL	RA	APPROVED	2022-04-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Fort Walton Beach	FL	05/2002	03/2022
Bank Of America, N.A.	Fort Walton Beach	FL	01/2022	03/2022
Morgan Stanley Smith Barney Llc	Destin	FL	04/2022	Present

05/2002 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Inc.

Fort Walton Beach, FL
01/2022 → 03/2022

Bank Of America, N.A.

Fort Walton Beach, FL
04/2022 → Present

Morgan Stanley Smith Barney Llc

Destin, FL

2014-02-12 → 2022-04-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Walton Beach, FL
2009-06-01 → 2013-12-18

Morgan Stanley

Pensacola, FL
2008-10-10 → 2009-06-01

Morgan Stanley & Co. Llc

Pensacola, FL
2005-04-15 → 2008-10-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Walton Beach, FL

Pensacola, FL

Fort Walton Beach, FL
2004-03-11 → 2005-01-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Walton Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-18

Other Firms