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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-11
TX RA APPROVED 2013-08-13
PA RA APPROVED 2013-05-17
  • NJ RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED
    Since 2013-08-13
  • PA RA
    APPROVED
    Since 2013-05-17

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Cherry Hill, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 09/2012 Present
Bank Of America, N.A. Philadelphia PA 09/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-15
  • S66 Uniform Combined State Law Examination
    2013-05-15
Other Names
  • Michael Garrett Hacker

View on SEC IAPD

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