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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-24
  • TX RA
    APPROVED
    Since 2024-01-24

Branch Locations

Round Rock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Oak Hill VA 04/2014 12/2023
State Farm Vp Management Corp Oak Hill VA 04/2014 12/2023
State Farm Investment Management Corp. Oak Hill VA 08/2018 06/2019
State Farm Investment Management Corp Oak Hill VA 02/2020 12/2023
State Farm Insurance Richardson TX 01/2024 03/2025
State Farm Investment Management Corp Richardson TX 01/2024 Present
State Farm Vp Management Corp Richardson TX 01/2024 Present
State Farm Insurance Richardson TX 03/2025 Present
Other Businesses

1) Girl Scouts Nation's Capital; non-investment-related; 4301 Connecticut Ave NW Washington DC 20008; education; other; other; 11/04/2022; 2; 0; Make deposits in the checking account, Review bank statements, Money Manager role of the local Girl Scouts Troop

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2003-07-26
  • S65 Uniform Investment Adviser Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2003-07-26
Other Names
  • Lisa Yen Ching Wang

View on SEC IAPD

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