Chad Dominic Cooper

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-07
TX	RA	APPROVED_RES	2017-09-08

FL RA
APPROVED

Since 2024-08-07
TX RA
APPROVED_RES

Since 2017-09-08

Branch Locations

28210 Paseo Drive, Ste. 190, Wesley Chapel, FL 33543 • United States

Land O'LAkes, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Corporation	Albuquerque	NM	04/2003	08/2017
Prudential Insurance Company Of America	Albuquerque	NM	04/2003	09/2017
Cambridge Investment Research, Inc.	Fairfield	IA	09/2017	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2017	Present

04/2003 → 08/2017

Pruco Securities Corporation

Albuquerque, NM
04/2003 → 09/2017

Prudential Insurance Company Of America

Albuquerque, NM
09/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2017 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2004-05-24 → 2017-08-10

Pruco Securities, Llc.

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Albuquerque, NM

Other Businesses

1) CHAD COOPER, 8016 OSO RICO RD NE, ALBUQUERQUE, NM, 09/2020, PUBLIC SPEAKING, NIR, 1 HR/MO, 1 HR/MO TRADING. 2) GATEWAY INSURANCE GROUP, 6000 UPTOWN BLVD NE, SUITE 100, ALBUQUERQUE, NM, 09/2017, DBA OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 80 HR/MO, 80 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2017, AS ADVISORY REP OF AN RIA, INV REL, 120 HR/MO, 16 HR/MO TRADING. 4) GATEWAY FINANCIAL ADVISORS, LLC, Land O' Lakes FL 34638, 03/2025, Investment Advisor Representative, 1099, INV REL, 150 HR/MO, 120 HR/MO TRADING. 5) CENTRAL FLORIDA URBAN LEAGUE BOARD OF DIRECTORS, 2804 Belco Drive, Orlando FL 32808, United States, 06/09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING. 6) COOPER WHITE AND ASSOCIATES LLC, 3503 Ivy Springs Lane, Land O Lakes FL 34638, United States, 08/25/2025, Member, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING 7) WESLEY CHAPEL BLACK CHAMBER OF COMMERCE, 26837 Agile Court, Wesley Chapel FL 33544, United States, 08/31/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 0 HR/MO TRADING 8) NAIFA FL, 6004 Pickwick Road, Tallahassee FL 32309, United States, START DATE 01/2026, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO 10, HR/MO TRADING 10 9) NAIFA FL, 6004 Pickwick Road, Tallahassee FL 32309, United States, START DATE 01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO 10, HR/MO TRADING 10