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Mwa Financial Services Inc. CRD 112630
$640M regulatory AUM 51 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2022-12-01 |
| AL | RA | APPROVED | 2022-11-29 |
Branch Locations
8008 Corporate Center Dr. Suite 200, Charlotte, NC 28266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Charlotte | NC | 07/2014 | 09/2018 |
| Principal Securities Inc | Charlotte | NC | 03/2016 | 09/2018 |
| Principal Financial | Charlotte | NC | 06/2014 | 09/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2018 | 06/2019 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 09/2018 | 06/2019 |
| New York Life Insurance Company | Charlotte | NC | 07/2019 | 05/2022 |
| Nylife Securities Llc | Charlotte | NC | 10/2019 | 05/2022 |
| Modern Woodmen Of America | Rock Island | IL | 05/2022 | Present |
| Mwa Financial Services Inc | Rock Island | IL | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-12 |
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