Best Investors
Account
Sign in
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-06 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
2111 Ih-35 S Suite 1110, New Braunfels, TX 78130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ccf Investments, Inc. | Greensboro | GA | 05/2013 | 06/2017 |
| Ameritas Investment Corp. | Lincoln | NE | 06/2017 | 06/2019 |
| Capital Choice Financial Services | Greensboro | GA | 03/2013 | 06/2019 |
| Gwn Securities, Inc. | Bryan | TX | 06/2019 | Present |
4D-McManus, LLC; same as residence; non-inv rel; timber land ownership; Manager; start date=12/19/2012; hrs/mo=1; trading hrs/mo=1; bill tracking and payment, providing accounting details to CPA, management of timber harvesting C&EVM FLP; PO Box 50, Yoakum, TX 77995; non-inv rel; Family Limited Partnership owning mineral rights on various properties in South Central Texas; Limited Partner; start date=06/01/2010; hrs/mo=0; trading hrs/mo=0; no duties Mineral Rights & Pvt Land Ownership; Hwy 183, Gonzales, TX 78629; non-inv related; Receive royalties from natural resources production and leases; Owner; start date=06/01/1996; hrs/mo=1; trading hrs/mo=0; individual land ownership & oil/natural gas/gravel production Life/Health Insurance and Annuity Sales; same as branch; Owner/Agent; start date=03/2003; hrs/mo=4; trading hrs/mo=4; sales and service of life and health insurance products, LTC, Disability, and annuities NEW DIRECTIONS FINANCIAL GROUP, LLC POSITION: Associate NATURE: Sales and service of life and health insurance, long-term care, and annuity solutions to clients as part of their overall financial needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/30/2019 ADDRESS: 2021 Cunningham Dr, Suite 210, Hampton VA 23666, United States DESCRIPTION: I sell and service life and health insurance, long-term care, and annuity solutions to my clients as part of their overall financial needs. DAVE RAMSEY SMARTVESTOR PRO POSITION: SmartVestor Pro NATURE: Receive contacts from Dave Ramsey SmartVestor Pro program for clients needing investment assistance. Provide appropriate investment and insurance solutions, as needed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2013 ADDRESS: 1716 Briarcrest Dr, Ste 300E, Bryan TX 77802, United States DESCRIPTION: Receive contacts from Dave Ramsey SmartVestor Pro program for clients needing investment assistance. Provide appropriate investment and insurance solutions, as needed. SPEAR D LLC Is Not Investment Related, Established to be General Partner in Family Limited Partnership, General Partner (33%),2010-06-01,0 hours per month,0 hours per month during trading hours, No Compensation Compensation, "No duties. I am 33% GP with my brother who is 67% GP in this LLC which was established to be the General Partner in a Family Limited Partnership (C&EVM FLP) that has already been disclosed, and approved, as an OBA"
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-17 |
Reach out to this advisor